SEC Rule 606 Quarterly Order Routing Report

ASSOCIATED INVESTMENT SERVICES, INC.
P.O. BOX 640
GREEN BAY, WI 54305-0640

U.S. Securities and Exchange Commission rules require all brokerage firms to make publicly available quarterly reports describing their order routing practices. Associated Investment Services, Inc. (AIS) is an introducing broker that routes all of its customers’ equity and option orders to its clearing firm, National Financial Services LLC (NFS). AIS has no control or influence over where NFS routes such orders for execution. In addition, AIS does not receive compensation for directing order flow to NFS, and AIS does not have any material relationships with any of the venues utilized by NFS. A report regarding NFS’s order routing practices and any material relationships it may have with a venue is publicly available and can be accessed by clicking below.