Non-Deposit Investment Product and Insurance Disclosures

General Information
Information contained on this website does not serve, either directly or indirectly, as legal, financial or tax advice. Always consult a qualified legal, financial and/or tax advisor when making decisions related to your individual situation.

Investment Services
SECURITIES AND ADVISORY SERVICES (OTHER THAN THOSE PROVIDED BY REPRESENTATIVES OF ASSOCIATED FINANCIAL GROUP, LLC (AFG)) ARE OFFERED BY ASSOCIATED INVESTMENT SERVICES, INC. (AIS), member FINRA and SIPC, d/b/a Associated Investment Services Group in Minnesota. • SECURITIES AND ADVISORY SERVICES provided by representatives of AFG are offered by LPL Financial, member FINRA and SIPC. • Investment management services are provided by representatives of AFG through Financial Resource Management Group, Inc. (FRMG), d/b/a AFG Financial Services. • Advisory services may not be available in all locations. • AIS, AFG and FRMG are all affiliates of Associated Banc-Corp (AB-C). • LPL is NOT an affiliate of AB-C.

Investment products:

  • NOT FDIC-INSURED
  • NOT GUARANTEED BY THE BANK
  • MAY LOSE VALUE

Insurance Services:
Insurance products are offered by licensed agents of Associated Financial Group, LLC (AFG). • HR Solutions is a department of AFG. HR Solutions’ products and services do not constitute, and should not be construed as providing legal advice. • AFG’s standard of care and legal duty to the insured in providing insurance products and services is to follow the instructions of the insured, in good faith. AFG is an affiliate of Associated Banc-Corp (AB-C).

An insurance policy change may incur fees and costs, and may require a medical examination and/or be subject to underwriting. Policy guarantees are subject to the claims paying ability of the issuing insurance company.

This website provides a summary of available insurance coverage options and is not a contract. Coverage and is subject to the terms, limitations and exclusions of each policy type. Your Associated Financial Group, LLC (AFG) representative can provide additional brochure information for each of the insurance products. Refer to your policy and/or certificate for exact coverage details, provisions, limitations and exclusions.

Rates subject to change. Some products, services, policies and carriers may vary by state and may not be available in all states. Coverage may be subject to approval by an underwriter. Waiting periods, limitations and exclusions may apply.

Insurance products:

  • NOT A DEPOSIT
  • NOT FDIC-INSURED
  • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
  • NOT GUARANTEED BY THE BANK
  • MAY LOSE VALUE

Financial Planning Services
Financial planning services are offered through Associated Investment Services, Inc. (AIS), a registered investment adviser, d/b/a Associated Investment Services Group in Minnesota; Associated Trust Company, N.A. (ATC); and Associated Bank, N.A. (AB). AIS, ATC and AB are affiliates of Associated Banc-Corp (AB-C).

Terms and conditions may apply to financial planning services. AB-C and its affiliates do not provide tax, legal or accounting advice; please consult professionals in those fields for information specific to your situation.

Trust and Investment Management Services
Fiduciary, administrative and planning services are provided by Associated Trust Company, N.A. (“ATC”). Investment management services are provided to ATC by Kellogg Asset Management, LLC® (“KAM”), an SEC-registered investment adviser. • ATC and KAM are affiliates of Associated Banc-Corp. Associated Private Client Services and Associated Institutional Trust Services are marketing names Associated Banc-Corp uses for products and services offered by ATC and KAM.

Securities are NOT deposits or obligations of, insured or guaranteed by Associated Banc-Corp (“AB-C”) or any bank or affiliate, are NOT insured by the FDIC or any agency of the United States, and involve INVESTMENT RISK, including POSSIBLE LOSS OF VALUE.

Sweep Services and Stand-Alone Repurchase Service
Some sweep services and the stand alone repurchase service offered by Associated Bank, National Association involve non-deposit investment products.