Thank you for choosing Associated Investment Services, Inc. to service your investment
needs. To establish a new brokerage account:
1. Read and accept the Account Agreement and Disclosures
2. Complete all sections of the New Account Application
3. Print the application
4. Sign the application and mail it to:
Associated Investment Services, Inc.
Attn: Online Services
PO Box 640
Green Bay, WI 54305
Please note: Your account will be established as soon as your application is received.
A welcome letter containing your account number will be mailed to you within two
business days. Please allow 5-7 business days for receipt of your welcome letter.
If you indicate on the new Account Online Brokerage Access form that you would like online account access, your welcome letter package will also contain your log on information. You will be able to access your account immediately upon receipt of the logon information.
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT: To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for you:
When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents.
Your cooperation in assisting us with this compliance requirement is appreciated.
*SECURITIES AND ADVISORY SERVICES (OTHER THAN THOSE PROVIDED BY REPRESENTATIVES OF ASSOCIATED FINANCIAL GROUP, LLC) ARE OFFERED BY ASSOCIATED INVESTMENT SERVICES, INC. (“AIS”), member FINRA and SIPC, d/b/a Associated Investment Services Group in Minnesota. • Insurance products are offered by licensed agents of Associated Financial Group, LLC (“AFG”). • Securities and advisory services provided by representatives of AFG are offered through LPL Financial, member FINRA and SIPC. • Investment management services are provided by representatives of AFG through AFG Financial Services. • Fiduciary, administrative and planning services are provided by Associated Trust Company, N.A. (“ATC”). Investment management services are provided to ATC by Kellogg Asset Management, LLC® (“KAM”),an SEC-registered investment adviser. • Securities and insurance products offered are NOT deposits or obligations of, insured or guaranteed by Associated Banc-Corp (“AB-C”) or any bank or affiliate, are NOT insured by the FDIC or any agency of the United States, and involve INVESTMENT RISK, including POSSIBLE LOSS OF VALUE. • Advisory services may not be available in all locations. • Associated Bank, N.A., AIS, AFG, ATC, FRMG and KAM are all affiliates of AB-C. • LPL is NOT an affiliate of AB-C.
Withdrawals prior to age 59 ½ are generally subject to a 10% IRS penalty tax.