Investments

Investments*

Whether you choose to handle your personal investments with a discount brokerage account, work with a licensed Investment Representative, or take advantage of professional advice and investment management, the services you need to prepare for the future are here. We listen to you, help you identify your goals, answer your questions, and provide the solutions that fit your strategy.

Self Directed Investments

Take charge of your day-to-day investment activity, doing the research and making the buy/sell decisions. An Associated Investment Services Discount Brokerage online account gives you 24/7 access to track transactions and direct your investments, with discounted fees and commissions.

Full Service Brokerage Account

Enjoy personal attention from licensed Investment Representatives who carry out your investment strategy with knowledge and experience. Online access makes it easy for you to track your progress and explore a wide range of investment resources.

Mutual Funds

Let our knowledgeable Investment Representatives help you choose the funds suited for your long-term investment goals.

Self-Directed Brokerage IRA

Invest your IRA funds as you desire, in stocks, bonds, mutual funds and other investment vehicles. We offer self-directed traditional, Roth, SEP and Money Market IRAs.

College Savings Choices

Choose from 529 College Savings plans, Coverdell Education Savings Accounts, and UGMAs to save for education and enjoy significant tax advantages. How to choose.

Related Product Information: Free Rollover Guide

Avoid unnecessary taxes and penalties when a job change or retirement leads you to move your retirement savings. The Worry-Free Rollover Guide describes your distribution options in clear, easy-to-understand terms. Get your free copy today.

Retirement Savings

Explore Associated options for growing your retirement nest egg. Choose from a variety of IRAs and annuities that make saving easy.

Annuities

Get a tax deferred investment with an insurance component that you pay into, either all at once or in installments.

*SECURITIES AND ADVISORY SERVICES (OTHER THAN THOSE PROVIDED BY REPRESENTATIVES OF ASSOCIATED FINANCIAL GROUP, LLC) ARE OFFERED BY ASSOCIATED INVESTMENT SERVICES, INC. (“AIS”), member FINRA and SIPC, d/b/a Associated Investment Services Group in Minnesota. • Insurance products are offered by licensed agents of Associated Financial Group, LLC (“AFG”). • Securities and advisory services provided by representatives of AFG are offered through LPL Financial, member FINRA and SIPC. • Investment management services are provided by representatives of AFG through AFG Financial Services. • Fiduciary, administrative and planning services are provided by Associated Trust Company, N.A. (“ATC”). Investment management services are provided to ATC by Kellogg Asset Management, LLC® (“KAM”),an SEC-registered investment adviser. • Securities and insurance products offered are NOT deposits or obligations of, insured or guaranteed by Associated Banc-Corp (“AB-C”) or any bank or affiliate, are NOT insured by the FDIC or any agency of the United States, and involve INVESTMENT RISK, including POSSIBLE LOSS OF VALUE. • Advisory services may not be available in all locations. • Associated Bank, N.A., AIS, AFG, ATC, FRMG and KAM are all affiliates of AB-C. • LPL is NOT an affiliate of AB-C.

Withdrawals prior to age 59 ½ are generally subject to a 10% IRS penalty tax.

Savings